ADVA Optical Networking SE: Voting Rights
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ADVA Optical Networking SE /
ADVA Optical Networking SE: Voting Rights
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The issuer is solely responsible for the content of this announcement.
+------------------------------------------------------------------------------+
|X Notification of Major Holdings |
| |
|or |
| |
| Correction of a notification of Major Holding published on (date of|
|publication) |
+------------------------------------------------------------------------------+
+------------------------------------------------------------------------------+
|1. Details of issuer (name, address) |
| |
|ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen-Dreißigacker, |
|Germany |
+------------------------------------------------------------------------------+
+--------------------------------------------------------+
| 2. Reason for notification (multiple reasons possible) |
| |
| X Acquisition/disposal of shares with voting rights |
| |
| Acquisition/disposal of instruments |
| |
| Change of breakdown of voting rights |
| |
| Other reason: |
+--------------------------------------------------------+
3. Details of person subject to the notification obligation
Name: City and country of registered office
(if applicable):
Deutsche Asset Management Investment
GmbH Frankfurt, Germany
+------------------------------------------------------------------------------+
|4. Names of shareholder(s) holding directly 3% or more voting rights, if|
|different from 3. |
| |
| |
+------------------------------------------------------------------------------+
+---------------------------------------------------------------+
| 5. Date on which threshold was crossed or reached: 11.07.2016 |
+---------------------------------------------------------------+
+------------------------------------------------------------------------------+
|6. Total positions |
+------------------+--------------+-----------------+-----------+--------------+
| | % of voting | % of voting | total of | total number |
| | rights | rights through | both in % | of voting |
| | attached to | instruments | (7.a. + | rights of |
| |shares (total |(total of 7.b.1 +| 7.b.) | issuer |
| | of 7.a.) | 7.b.2) | | |
+------------------+--------------+-----------------+-----------+--------------+
|Resulting | 4.996% | 0.46% | 5.46% | 49381384 |
|situation | | | | |
+------------------+--------------+-----------------+-----------+--------------+
|Previous | | | | |
|notification (if | 5.71% | N/A% | N/A% | |
|applicable) | | | | |
+------------------+--------------+-----------------+-----------+--------------+
+------------------------------------------------------------------------+
| |
|7. Notified details of the resulting situation |
+------------------------------------------------------------------------+
|a. Voting rights attached to shares (Sec.s 21, 22 WpHG) |
+------------+-----------------------------+-----------------------------+
| | absolute | in % |
| +--------------+--------------+--------------+--------------+
|ISIN | direct | indirect | direct | indirect |
| | | | | |
| |(Sec. 21 WpHG)|(Sec. 22 WpHG)|(Sec. 21 WpHG)|(Sec. 22 WpHG)|
+------------+--------------+--------------+--------------+--------------+
|DE0005103006| | 2467168 | % | 4.996% |
+------------+--------------+--------------+--------------+--------------+
| | | | % | % |
+------------+--------------+--------------+--------------+--------------+
| Total | 2467168. | 4.996% |
+------------+-----------------------------+-----------------------------+
+------------------------------------------------------------------------------+
|b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in|
|case of more than 3 instruments) |
+----------------+----------------+----------------+---------------+-----------+
|Type of | Expiration or | Exercise or | Voting rights | Voting |
|instrument | maturity date | conversion | absolute |rights in %|
| | | period | | |
+----------------+----------------+----------------+---------------+-----------+
|Right of recall| | | | |
|over securities| at any time | at any time | 2,680,750 | 5.43% |
|lending | | | | |
|agreements | | | | |
+----------------+----------------+----------------+---------------+-----------+
| | | | | % |
+----------------+----------------+----------------+---------------+-----------+
| | | | | % |
+----------------+----------------+----------------+---------------+-----------+
| Total | 2,680,750 | 5.43% |
+----------------+---------------+-----------+
+------------------------------------------------------------------------------+
|b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in|
|case of more than 3 instruments) |
+--------------+-------------+-------------+-------------+-----------+---------+
|Type of |Expiration or| Exercise or | Cash or | Voting | Voting |
|instrument |maturity date| conversion | physical | rights |rights in|
| | | period | settlement | absolute | % |
+--------------+-------------+-------------+-------------+-----------+---------+
|Put Option| 15-Jul-2016 | Anytime | Physical | 226000 | 0.46% |
|(Short) | | | | | |
+--------------+-------------+-------------+-------------+-----------+---------+
| | | | | | % |
+--------------+-------------+-------------+-------------+-----------+---------+
| | | | | | % |
+--------------+-------------+-------------+-------------+-----------+---------+
| Total | 226000 | 0.46% |
+-------------+-----------+---------+
+------------------------------------------------------------------------------+
|8. Information in relation to the person subject to the notification |
|obligation (please tick the applicable box): |
| |
|X Person subject to the notification obligation is not controlled and does |
|itself not control any other undertaking(s) holding directly or indirectly an |
|interest in the (underlying) issuer (1.). |
| |
|Full chain of controlled undertakings starting with the ultimate controlling |
|natural person or legal entity (please use annex in case of more than 4 |
|undertakings; in this case please always provide only to BaFin also an |
|organizational chart accompanying your notification): |
| |
| | | | |
| | % of voting rights |% of voting rights through | Total of both |
|Name|(if at least held 3% or| instruments |(if at least held 5% |
| | more) | (if at least held 5% or | or more) |
| | | more) | |
+----+-----------------------+---------------------------+---------------------+
| | % | % | % |
+----+-----------------------+---------------------------+---------------------+
| | % | % | % |
+----+-----------------------+---------------------------+---------------------+
| | % | % | % |
+----+-----------------------+---------------------------+---------------------+
| | % | % | % |
+----+-----------------------+---------------------------+---------------------+
+----------------------------------------------------------------------+
| 9. In case of proxy voting according to § 22 Abs. 3 WpHG |
| |
| Date of general meeting: |
| |
| Holding position after general meeting: % (equals voting rights) |
+----------------------------------------------------------------------+
Attachment to (please tick the applicable box)
II.7.b.1. (fill in the sums into the standard form)
+------------------------------------------------------------------------------+
|7.b.1. Instrumente i.S.d. Sec. 25 para. 1 No. 1 WpHG (attachment can be |
|extended) |
+----------------+--------------+------------+----------------+----------------+
| Type of |Voting rights | Voting | Expiration or | Exercise or |
| instrument | absolute |rights in % | maturity date | conversion |
| | | | | period |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
| | | % | | |
+----------------+--------------+------------+----------------+----------------+
II.7.b.2. (fill in the sums into the standard form)
+------------------------------------------------------------------------------+
|7.b.2. Instrumente i.S.d. Sec. 25 Abs. 1 No. 2 WpHG (attachment can be |
|extended) |
+--------------+-----------+---------+-------------+-------------+-------------+
| Type of | Voting | Voting |Expiration or| Exercise or | Cash or |
| instrument | rights |rights in|maturity date| conversion | physical |
| | absolute | % | | period | settlement |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
| | | % | | | |
+--------------+-----------+---------+-------------+-------------+-------------+
X II.8. (Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity; attachment can be extended)
+-----------------------+----------------+---------------------+---------------+
| | % of voting | % of voting rights | Total of both |
| | rights | through instruments | |
|Name | | | (if at least |
| | (if at least |(if at least held 5% | held 5% or |
| |held 3% or more)| or more) | more) |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | % | % | % |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Capital | % | % | % |
|Management, LLC | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Domestic| % | % | % |
|Holdings, Inc. | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley & Co. | % | % | % |
|LLC | | | |
+-----------------------+----------------+---------------------+---------------+
| | % | % | % |
+-----------------------+----------------+---------------------+---------------+
| | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | % | % | % |
+-----------------------+----------------+---------------------+---------------+
|MSDW Offshore Equity | | | |
|Services Inc. | | | |
+-----------------------+----------------+---------------------+---------------+
|Fundlogic SAS | | | |
+-----------------------+----------------+---------------------+---------------+
| | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
|International Holdings | | | |
|Inc. | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
|International Limited | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley UK Group| | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
|Investments (UK) | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley & Co. | |5,39% |5,39% |
|International plc | | | |
+-----------------------+----------------+---------------------+---------------+
| | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
|International Holdings | | | |
|Inc. | | | |
+-----------------------+----------------+---------------------+---------------+
|MS Equity Financing | | | |
|Services (Luxembourg) | | | |
|S.A. | | | |
+-----------------------+----------------+---------------------+---------------+
| | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Capital | | | |
|Management, LLC | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Domestic| | | |
|Holdings, Inc. | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Smith | | | |
|Barney Holdings LLC | | | |
+-----------------------+----------------+---------------------+---------------+
|Morgan Stanley Smith | | | |
|Barney LLC | | | |
+-----------------------+----------------+---------------------+---------------+
This announcement is distributed by GlobeNewswire on behalf of
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(i) the releases contained herein are protected by copyright and
other applicable laws; and
(ii) they are solely responsible for the content, accuracy and
originality of the information contained therein.
Source: ADVA Optical Networking SE via GlobeNewswire
[HUG#2029088]
Unternehmensinformation / Kurzprofil:
Datum: 18.07.2016 - 11:47 Uhr
Sprache: Deutsch
News-ID 483691
Anzahl Zeichen: 23499
contact information:
Town:
Martinsried/Munich
Kategorie:
Business News
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